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Title Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).
Edition Eleventh edition.

Location Call No. Status Notes
 Law Library  KF 1440 .R37 2016    LIB USE ONLY
Description xxxiii, 411 pages ; 19 cm.
text txt rdacontent
unmediated n rdamedia
volume nc rdacarrier
Series Nutshell series.
Note Includes index.
Contents Regulation of public offerings -- Introduction to the regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- State regulation -- State regulation.
Subject Securities -- United States.
Spine Title Securities regulation
Related To Revision of: Hazen, Thomas Lee, 1947- Securities regulation in a nutshell. 10th ed. St. Paul, MN : West, ©2009 9780314187987 (DLC) 2009289948 (OCoLC)438187675
ISBN 9780314269966
0314269967
OCLC # 951762305
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